Five Steps to Continuous Auditing

From data connection to audit ready results in minutes, not weeks.

1

Connect Sources

API integration with ERP, GL, core banking, and other systems

2

Define Controls

Map your control logic and test parameters in the platform

3

AI Executes Tests

Automated Test of Design and Operating Effectiveness

4

Review and Approve

Auditors review AI outputs and apply professional judgment

5

Report and Monitor

Generate reports, track exceptions, continuous monitoring

Audit Universe

Organize your entire audit landscape in one place. Entities, processes, risks, and controls all connected with intelligent hierarchy.

  • Multi-entity support with roll-up reporting
  • Process and sub-process mapping
  • Risk categorization and scoring
  • Control ownership and accountability tracking
Entity North America Operations
Process Financial Close
Risk Material Misstatement
Control Journal Entry Review
Risks 15 Identified
Controls 42 Mapped
Gaps 3 Coverage Gaps Detected
AI Suggestions Available

Risk-Control Matrix

Map controls to risks with AI-powered gap detection. Spot coverage issues before regulators do.

  • Visual risk to control mapping
  • Automatic gap identification
  • AI suggests controls for uncovered risks
  • Exportable for regulatory submissions

AI Test Execution

AI agents trained as audit SMEs execute tests with precision no human can match.

ToD

Test of Design

AI evaluates whether controls are designed appropriately. Assesses the 5 W's, identifies gaps, and suggests improvements in seconds.

OE

Operating Effectiveness

Upload evidence and let AI evaluate consistency. Identifies exceptions, patterns, and anomalies humans miss.

CT

Continuous Testing

Tests run on schedule or streaming. 100% transaction coverage, not sampling. Real time exception alerts.

What AI Does vs. What Auditors Do

Task AI Auditor
Execute test procedures Performs Reviews
Identify exceptions Detects Validates
Draft workpapers Generates Approves
Apply judgment Suggests Decides
Write narratives Writes
Final sign off Approves

AI Inputs and Outputs

Purpose built for audit workflows, not a generic chatbot.

IN

What AI Ingests

Risk control matrices, control narratives, policy documents, evidence files, system extracts, and transaction data.

OUT

What AI Produces

Test procedures, exception reports, workpaper drafts, issue summaries. All with citations to source evidence.

HIL

Human in the Loop

Every AI output requires human approval. Full audit trail of AI actions. Auditors review and validate.

Complete Audit Platform

Everything you need, nothing you don't.

WP

Digital Workpapers

Version control, review workflows, evidence attachment. All in one place.

AP

Audit Planning

Risk based planning with resource allocation and real time progress tracking.

ED

Executive Dashboards

Board ready reporting in one click. Real time visibility for leadership.

Measured Results

From pilot deployments in financial services organizations.

95%
Less time on testing
50%
Reduction in audit costs
10x
More controls tested
100%
Audit trail coverage

Based on pilot deployments comparing manual testing baseline vs. PeytonixAI assisted workflows.

See It In Action

30 minute demo. No commitment required.

Request a Demo